As filed with the Securities and Exchange Commission on July 11, 2019
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
IDERA PHARMACEUTICALS, INC.
(Exact name of Registrant as specified in its charter)
Delaware |
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04-3072298 |
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505 Eagleview Blvd., Suite 212 |
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19341 |
2013 STOCK INCENTIVE PLAN
(Full title of the plan)
Vincent J. Milano
President and Chief Executive Officer
505 Eagleview Blvd., Suite 212
Exton, Pennsylvania 19341
(Name and address of agent for service)
(484) 348-1600
(Telephone number, including area code, of agent for service)
Copy to:
Justin W. Chairman, Esq.
Morgan, Lewis & Bockius LLP
1701 Market Street
Philadelphia, PA 19103
(215) 963-5000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer o |
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Accelerated filer |
x |
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Non-accelerated filer o |
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Smaller reporting company |
x |
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Emerging growth company |
o |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. o
CALCULATION OF REGISTRATION FEE
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Title of securities |
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Amount to |
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Proposed |
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Proposed |
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Amount of |
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Common Stock, par value $0.001 per share |
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2,500,000 |
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$ |
2.60 |
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$ |
6,500,000 |
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$ |
787.80 |
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(1) This registration statement covers shares of the common stock, par value $0.001 per share (the Common Stock) of Idera Pharmaceuticals, Inc. that may be offered or sold pursuant to the 2013 Stock Incentive Plan, as amended (the Plan). In addition, in accordance with Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this registration statement shall be deemed to cover an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein.
(2) Estimated pursuant to Paragraphs (c) and (h) of Rule 457 under the Securities Act solely for the purpose of calculating the registration fee, based on the average of the high and low sales prices of shares of the Common Stock on July 8, 2019 as reported on the NASDAQ Capital Market.
EXPLANATORY NOTE
This Registration Statement is filed pursuant to General Instruction E to Form S-8 under the Securities Act, with respect to 2,500,000 additional shares of Common Stock that may be issued under the Plan. The contents of the following Registration Statement on Form S-8 of Idera Pharmaceuticals, Inc. (the Registrant) relating to the Plan are incorporated herein by reference except as otherwise updated or modified by this filing: Registration Statement on Form S-8 (Registration No. 333-219741), dated August 7, 2017.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:
(1) The Registrants Annual Report on Form 10-K for the fiscal year ended December 31, 2018;
(2) The Registrants Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2019;
(3) The Registrants Current Reports on Form 8-K filed with the Commission on January 9, 2019, March 13, 2019, April 10, 2019, June 6, 2019 and June 20, 2019 (solely with respect to Item 8.01 therein); and
(4) The description of the Registrants Common Stock Registration Statements on Form 8-A filed with the Commission on December 4, 2003, as amended on August 17, 2007 and December 7, 2007.
All reports and other documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, prior to the filing of a post-effective amendment that indicates that all securities offered have been sold or that deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference to this Registration Statement and to be a part hereof from the date of the filing of such reports and documents. Any statement contained herein or in a document all or a portion of which is incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document that also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Item 8. Exhibits.
The Exhibit Index immediately preceding the exhibits is incorporated herein by reference.
IDERA PHARMACEUTICALS, INC.
INDEX TO EXHIBITS
Exhibit |
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Description |
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5.1* |
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23.1* |
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23.2* |
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Consent of Morgan, Lewis & Bockius LLP (included in Exhibit 5.1). |
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24.1 |
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99.1 |
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99.2 |
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* Filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Exton, Commonwealth of Pennsylvania, on July 11, 2019.
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IDERA PHARMACEUTICALS, INC. | |
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By: |
/s/ Vincent J. Milano |
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Vincent J. Milano |
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President and Chief Executive Officer |
We, the undersigned officers and directors of Idera Pharmaceuticals, Inc., hereby severally constitute and appoint Vincent J. Milano and John J. Kirby, and each of them singly, our true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names in the capacities indicated below, the registration statement on Form S-8 filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable Idera Pharmaceuticals, Inc. to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorneys, or any of them, to said registration statement and any and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
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Title |
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Date |
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/s/ Vincent J. Milano |
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President, Chief Executive Officer and Director (Principal Executive Officer) |
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July 11, 2019 |
Vincent J. Milano |
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/s/ John J. Kirby |
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Vice President of Finance (Principal Financial and Accounting Officer) |
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July 11, 2019 |
John J. Kirby |
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/s/ James A. Geraghty |
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Chairman of the Board of Directors |
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July 11, 2019 |
James A. Geraghty |
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/s/ Cristina Csimma |
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Director |
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July 11, 2019 |
Cristina Csimma, PharmD, MHP |
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/s/ Michael R. Dougherty |
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Director |
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July 11, 2019 |
Michael R. Dougherty |
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/s/ Mark Goldberg |
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Director |
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July 11, 2019 |
Mark Goldberg, M.D. |
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/s/ Maxine Gowen |
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Director |
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July 11, 2019 |
Maxine Gowen, Ph.D. |
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/s/ Howard Pien |
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Director |
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July 11, 2019 |
Howard Pien |
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/s/ Carol A. Schafer |
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Director |
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July 11, 2019 |
Carol A. Schafer |
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July 11, 2019
Idera Pharmaceuticals, Inc.
404 Eagleview Blvd., Suite 212
Exton, Pennsylvania 19341
Re: Idera Pharmaceuticals, Inc. Registration Statement on Form S-8 Filed on July 11, 2019
Ladies and Gentlemen:
We have acted as counsel to Idera Pharmaceuticals, a Delaware corporation (the Company), in connection with its filing of a Registration Statement on Form S-8 (the Registration Statement) under the Securities Act of 1933, as amended (the Act), with the Securities and Exchange Commission (the SEC) on the date hereof. The Registration Statement relates to the registration of 2,500,000 additional shares of common stock of the Company, par value $0.001 per share (the Common Stock), that may be issued under the Idera Pharmaceuticals, Inc. 2013 Stock Incentive Plan, as amended (the 2013 Plan).
In connection with this opinion letter, we have examined the Registration Statement and originals, or copies certified or otherwise identified to our satisfaction, of (i) the Restated Certificate of Incorporation of the Company, as amended to date, (ii) the Amended and Restated By-Laws of the Company, (iii) certain resolutions of the Companys Board of Directors relating to the Registration Statement, (iv) the 2013 Plan, and (v) such other documents, records and other instruments as we have deemed appropriate for purposes of the opinions set forth herein.
We have assumed the genuineness of all signatures, the legal capacity of all natural persons, the authenticity of the documents submitted to us as originals, the conformity with the originals of all documents submitted to us as certified, facsimile or photostatic copies and the authenticity of the originals of all documents submitted to us as copies. With respect to matters of fact relevant to our opinions as set forth below, we have relied upon certificates of officers of the Company, representations made by the Company in documents examined by us, and representations of officers of the Company. We have also obtained and relied upon such certificates and assurances from public officials as we have deemed necessary for the purposes of our opinions set forth below.
Subject to the foregoing and the other matters set forth herein, we are of the opinion, as of the date hereof that the Common Stock has been duly authorized by the Company and, when issued by the Company in accordance with the provisions of the 2013 Plan, will be validly issued, fully paid, and non-assessable.
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Morgan, Lewis & Bockius LLP | |
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1701 Market Street |
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Philadelphia, PA 19103-2921 |
+1.215.963.5000 |
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United States |
+1.215.963.5001 |
Whereby consent to the use of this opinion as Exhibit 5.1 to the Registration Statement. In giving such consent, we do not hereby admit that we are acting within the category of persons whose consent is required under Section 7 of the Act or the rules or regulations of the SEC thereunder.
Very truly yours,
/s/ Morgan, Lewis & Bockius LLP
Consent of Independent Registered Public Accounting Firm
We consent to the incorporation by reference in the Registration Statement (Form S-8) pertaining to the 2013 Stock Incentive Plan, as amended, of Idera Pharmaceuticals, Inc. of our reports dated March 6, 2019, with respect to the financial statements of Idera Pharmaceuticals, Inc. and the effectiveness of internal control over financial reporting of Idera Pharmaceuticals, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2018, filed with the Securities and Exchange Commission.
/s/ Ernst & Young LLP
Philadelphia, Pennsylvania
July 11, 2019